太(tai)平(ping)洋13日晚間公告，公司收到中國證監會批(pi)復(fu)，核準公司融(rong)資(zi)融(rong)券(quan)業(ye)務資(zi)格。公司將依法辦理工(gong)商變更登(deng)記(ji)手(shou)續，并(bing)在取得換發(fa)的經營證券(quan)業(ye)務許可證后，按照有關規定開展融(rong)資(zi)融(rong)券(quan)業(ye)務。

據業(ye)內人士介紹，融資融券(quan)(quan)(quan)(quan)一可(ke)(ke)以增加證券(quan)(quan)(quan)(quan)公(gong)(gong)(gong)司(si)利(li)息收(shou)入(ru)，二可(ke)(ke)以增加市場的(de)(de)交易活躍度(du)從而(er)增加證券(quan)(quan)(quan)(quan)公(gong)(gong)(gong)司(si)的(de)(de)手續(xu)費收(shou)入(ru)，此外，由(you)于初(chu)期(qi)只能用證券(quan)(quan)(quan)(quan)公(gong)(gong)(gong)司(si)持有(you)(you)的(de)(de)股(gu)票做融券(quan)(quan)(quan)(quan)，因而(er)還可(ke)(ke)以盤活證券(quan)(quan)(quan)(quan)公(gong)(gong)(gong)司(si)的(de)(de)自營股(gu)票。根據國際經(jing)(jing)驗(yan)，融資融券(quan)(quan)(quan)(quan)一般能給證券(quan)(quan)(quan)(quan)公(gong)(gong)(gong)司(si)經(jing)(jing)紀業(ye)務(wu)(wu)帶來(lai)30%-40%的(de)(de)收(shou)入(ru)增長。其次，融資融券(quan)(quan)(quan)(quan)利(li)息也可(ke)(ke)以成為證券(quan)(quan)(quan)(quan)公(gong)(gong)(gong)司(si)的(de)(de)一項(xiang)重(zhong)要業(ye)務(wu)(wu)收(shou)入(ru)。在(zai)美國所有(you)(you)證券(quan)(quan)(quan)(quan)公(gong)(gong)(gong)司(si)的(de)(de)收(shou)入(ru)中，有(you)(you)約15%來(lai)自于對投資者融資的(de)(de)利(li)息收(shou)入(ru)，在(zai)香港和臺灣(wan)則更高，可(ke)(ke)以達到經(jing)(jing)紀業(ye)務(wu)(wu)總(zong)收(shou)入(ru)的(de)(de)1/3以上。

根據規定(ding)，證(zheng)券(quan)(quan)公(gong)司申請融(rong)(rong)資融(rong)(rong)券(quan)(quan)業(ye)(ye)務(wu)試點(dian)應(ying)具(ju)備七個條(tiao)件：一是經營(ying)證(zheng)券(quan)(quan)經紀業(ye)(ye)務(wu)已滿三年，且已被中(zhong)國證(zheng)券(quan)(quan)業(ye)(ye)協(xie)會評審為創新試點(dian)類證(zheng)券(quan)(quan)公(gong)司；二是公(gong)司治理健(jian)全，內部(bu)(bu)控制(zhi)有效，能有效識別(bie)、控制(zhi)和(he)防范業(ye)(ye)務(wu)經營(ying)風(feng)險和(he)內部(bu)(bu)管(guan)(guan)理風(feng)險；三是公(gong)司及其董事(shi)、監(jian)事(shi)、高級管(guan)(guan)理人(ren)員(yuan)最近兩年內未因違法違規經營(ying)受到(dao)行政處罰和(he)刑事(shi)處罰，且不存在因涉嫌違法違規正被證(zheng)監(jian)會立(li)案(an)(an)調查或者正處于(yu)整改(gai)期間的(de)情形；四是財務(wu)狀況良(liang)好，最近兩年各項風(feng)險控制(zhi)指(zhi)標(biao)持續符(fu)合規定(ding)，最近六(liu)個月凈資本均在12億(yi)元以上；五是客戶(hu)資產(chan)安(an)全、完整，客戶(hu)交易(yi)(yi)結算(suan)資金(jin)第三方(fang)存管(guan)(guan)方(fang)案(an)(an)已經證(zheng)監(jian)會認可(ke)，且已對實施(shi)進(jin)度作(zuo)出明確安(an)排；六(liu)是已完成交易(yi)(yi)、清算(suan)、客戶(hu)賬戶(hu)和(he)風(feng)險監(jian)控的(de)集中(zhong)管(guan)(guan)理，對歷史遺留的(de)不規范賬戶(hu)已設(she)定(ding)標(biao)識并集中(zhong)監(jian)控；七是已制(zhi)定(ding)切實可(ke)行的(de)融(rong)(rong)資融(rong)(rong)券(quan)(quan)業(ye)(ye)務(wu)試點(dian)實施(shi)方(fang)案(an)(an)和(he)內部(bu)(bu)管(guan)(guan)理制(zhi)度，具(ju)備開展融(rong)(rong)資融(rong)(rong)券(quan)(quan)業(ye)(ye)務(wu)試點(dian)所需的(de)專業(ye)(ye)人(ren)員(yuan)、技術系(xi)統、資金(jin)和(he)證(zheng)券(quan)(quan)。

太平洋獲得融(rong)資(zi)融(rong)券業務資(zi)格，說明(ming)公司(si)在整體實力(li)上達(da)到了(le)較高水準，有(you)(you)利于增強公司(si)的核心(xin)競爭(zheng)力(li)，有(you)(you)望(wang)為公司(si)業績帶來正面(mian)影響。