每經AI快訊，12月9日，證(zheng)監(jian)(jian)會(hui)、司法部擬對《律(lv)(lv)(lv)(lv)師事(shi)務(wu)(wu)(wu)所(suo)(suo)從(cong)(cong)事(shi)證(zheng)券(quan)(quan)(quan)法律(lv)(lv)(lv)(lv)業(ye)(ye)務(wu)(wu)(wu)管理辦法》（證(zheng)監(jian)(jian)會(hui)令第41號(hao)）進(jin)行(xing)(xing)(xing)修(xiu)訂，現向社(she)會(hui)公開征求(qiu)意見。主要修(xiu)訂內容(rong)包(bao)括(kuo)：一是(shi)(shi)適應證(zheng)券(quan)(quan)(quan)法律(lv)(lv)(lv)(lv)服(fu)務(wu)(wu)(wu)行(xing)(xing)(xing)業(ye)(ye)發(fa)展新(xin)形勢(shi)，拓展律(lv)(lv)(lv)(lv)師事(shi)務(wu)(wu)(wu)所(suo)(suo)從(cong)(cong)事(shi)證(zheng)券(quan)(quan)(quan)法律(lv)(lv)(lv)(lv)業(ye)(ye)務(wu)(wu)(wu)領(ling)域，增(zeng)加(jia)新(xin)的(de)(de)證(zheng)券(quan)(quan)(quan)法律(lv)(lv)(lv)(lv)業(ye)(ye)務(wu)(wu)(wu)種類，并(bing)明(ming)確律(lv)(lv)(lv)(lv)師事(shi)務(wu)(wu)(wu)所(suo)(suo)可以(yi)會(hui)同(tong)(tong)保薦機構組(zu)織制(zhi)(zhi)作招股(gu)說明(ming)書。二是(shi)(shi)落實全(quan)(quan)面依(yi)法治(zhi)國的(de)(de)新(xin)要求(qiu)，結合資本(ben)市場法治(zhi)建(jian)設取(qu)得(de)突破性進(jin)展，行(xing)(xing)(xing)政處罰、民(min)事(shi)賠償、刑事(shi)追責(ze)相(xiang)互銜接的(de)(de)立(li)體懲戒體系更加(jia)成(cheng)熟的(de)(de)實際情況，刪除立(li)案調查與業(ye)(ye)務(wu)(wu)(wu)受理審核掛鉤的(de)(de)規(gui)(gui)(gui)定。同(tong)(tong)時，證(zheng)監(jian)(jian)會(hui)正(zheng)在認真研究《中(zhong)國證(zheng)券(quan)(quan)(quan)監(jian)(jian)督管理委員(yuan)會(hui)行(xing)(xing)(xing)政許(xu)可實施(shi)程序規(gui)(gui)(gui)定》中(zhong)其他中(zhong)介機構相(xiang)關內容(rong)的(de)(de)修(xiu)改事(shi)宜，以(yi)做好規(gui)(gui)(gui)則間的(de)(de)銜接，后續將公開征求(qiu)意見。三是(shi)(shi)完善證(zheng)券(quan)(quan)(quan)法律(lv)(lv)(lv)(lv)業(ye)(ye)務(wu)(wu)(wu)監(jian)(jian)管規(gui)(gui)(gui)定，增(zeng)加(jia)律(lv)(lv)(lv)(lv)師事(shi)務(wu)(wu)(wu)所(suo)(suo)從(cong)(cong)事(shi)證(zheng)券(quan)(quan)(quan)法律(lv)(lv)(lv)(lv)業(ye)(ye)務(wu)(wu)(wu)備案的(de)(de)相(xiang)關規(gui)(gui)(gui)定和完成(cheng)核查驗證(zheng)的(de)(de)工(gong)作要求(qiu)等事(shi)項，督促律(lv)(lv)(lv)(lv)師事(shi)務(wu)(wu)(wu)所(suo)(suo)歸位盡責(ze)，維護(hu)投資者合法權益。四是(shi)(shi)加(jia)強律(lv)(lv)(lv)(lv)師事(shi)務(wu)(wu)(wu)所(suo)(suo)建(jian)立(li)健全(quan)(quan)風險控制(zhi)(zhi)制(zhi)(zhi)度的(de)(de)要求(qiu)，完善證(zheng)券(quan)(quan)(quan)法律(lv)(lv)(lv)(lv)業(ye)(ye)務(wu)(wu)(wu)風險防范(fan)機制(zhi)(zhi)，提高(gao)證(zheng)券(quan)(quan)(quan)法律(lv)(lv)(lv)(lv)服(fu)務(wu)(wu)(wu)質(zhi)量，服(fu)務(wu)(wu)(wu)資本(ben)市場高(gao)質(zhi)量發(fa)展。五是(shi)(shi)為落實《證(zheng)券(quan)(quan)(quan)法》監(jian)(jian)管要求(qiu)，增(zeng)強對律(lv)(lv)(lv)(lv)師事(shi)務(wu)(wu)(wu)所(suo)(suo)違法違規(gui)(gui)(gui)執業(ye)(ye)行(xing)(xing)(xing)為的(de)(de)威懾力度，在立(li)法授權范(fan)圍(wei)內增(zeng)加(jia)規(gui)(gui)(gui)定了(le)應承(cheng)擔行(xing)(xing)(xing)政法律(lv)(lv)(lv)(lv)責(ze)任(ren)的(de)(de)情形，完善了(le)律(lv)(lv)(lv)(lv)師事(shi)務(wu)(wu)(wu)所(suo)(suo)從(cong)(cong)事(shi)證(zheng)券(quan)(quan)(quan)法律(lv)(lv)(lv)(lv)業(ye)(ye)務(wu)(wu)(wu)的(de)(de)法律(lv)(lv)(lv)(lv)責(ze)任(ren)體系。（證(zheng)監(jian)(jian)會(hui)網站(zhan)）