每(mei)經(jing)AI快(kuai)訊，北京(jing)市(shi)(shi)(shi)(shi)(shi)地(di)方金(jin)融監督(du)(du)管(guan)(guan)理(li)(li)局日前制(zhi)定(ding)印發(fa)了《北京(jing)市(shi)(shi)(shi)(shi)(shi)區(qu)域(yu)性(xing)股(gu)權(quan)(quan)(quan)市(shi)(shi)(shi)(shi)(shi)場(chang)(chang)監督(du)(du)管(guan)(guan)理(li)(li)辦法(fa)(fa)(fa)（試行）》（下稱(cheng)《管(guan)(guan)理(li)(li)辦法(fa)(fa)(fa)》），于5月11日起(qi)正式施行。制(zhi)定(ding)該辦法(fa)(fa)(fa)旨在加強(qiang)北京(jing)市(shi)(shi)(shi)(shi)(shi)區(qu)域(yu)性(xing)股(gu)權(quan)(quan)(quan)市(shi)(shi)(shi)(shi)(shi)場(chang)(chang)監督(du)(du)管(guan)(guan)理(li)(li)，規范(fan)(fan)區(qu)域(yu)性(xing)股(gu)權(quan)(quan)(quan)市(shi)(shi)(shi)(shi)(shi)場(chang)(chang)經(jing)營行為，促進區(qu)域(yu)性(xing)股(gu)權(quan)(quan)(quan)市(shi)(shi)(shi)(shi)(shi)場(chang)(chang)健(jian)康發(fa)展，防范(fan)(fan)化解地(di)方金(jin)融風險。《管(guan)(guan)理(li)(li)辦法(fa)(fa)(fa)》分為七章，共(gong)三(san)十三(san)條。其(qi)中規定(ding)了運營機(ji)構設立、變更、終止(zhi)具(ju)體事項、條件及(ji)程(cheng)序，區(qu)域(yu)性(xing)股(gu)權(quan)(quan)(quan)市(shi)(shi)(shi)(shi)(shi)場(chang)(chang)證券發(fa)行條件、合格投資(zi)者標準、登(deng)記(ji)結算要(yao)求(qiu)(qiu)、中介服務及(ji)禁止(zhi)行為，以及(ji)運營機(ji)構自律管(guan)(guan)理(li)(li)、爭議處理(li)(li)機(ji)制(zhi)、投資(zi)者資(zi)金(jin)存管(guan)(guan)制(zhi)度、風險防控、信息報送要(yao)求(qiu)(qiu)等內容。（上證報）