每經AI快訊(xun)，近日，多個證監局(ju)(ju)針對券(quan)(quan)(quan)商(shang)研(yan)(yan)(yan)究(jiu)領域(yu)密集采取行政監管(guan)(guan)(guan)措(cuo)施(shi)(shi)。其(qi)中(zhong)，重慶證監局(ju)(ju)針對券(quan)(quan)(quan)商(shang)研(yan)(yan)(yan)報業務出具(ju)(ju)了3封警示函(han)；上海(hai)證監局(ju)(ju)點名(ming)(ming)了5名(ming)(ming)分析師；深圳(zhen)證監局(ju)(ju)發布5份行政監管(guan)(guan)(guan)措(cuo)施(shi)(shi)決定書(shu)，涉(she)及2家證券(quan)(quan)(quan)公(gong)司、6名(ming)(ming)研(yan)(yan)(yan)究(jiu)人員。 據上海(hai)證券(quan)(quan)(quan)報記(ji)者統計(ji)，自5月18日以來，涉(she)及研(yan)(yan)(yan)報的(de)(de)監管(guan)(guan)(guan)措(cuo)施(shi)(shi)“接二連三”：各地(di)證監局(ju)(ju)20天開出了22份“罰(fa)單”，6家證券(quan)(quan)(quan)公(gong)司、24名(ming)(ming)研(yan)(yan)(yan)究(jiu)所(suo)工作(zuo)人員被(bei)出具(ju)(ju)警示函(han)等監管(guan)(guan)(guan)措(cuo)施(shi)(shi)。有業內人士稱，上述“罰(fa)單”源自監管(guan)(guan)(guan)層(ceng)對去年券(quan)(quan)(quan)商(shang)研(yan)(yan)(yan)報的(de)(de)專項檢查(cha)，接下來或(huo)仍(reng)有一批(pi)關于券(quan)(quan)(quan)商(shang)研(yan)(yan)(yan)報的(de)(de)“罰(fa)單”。（上海(hai)證券(quan)(quan)(quan)報）