每(mei)經(jing)AI快訊，三峽新(xin)材12月(yue)10日晚間公(gong)(gong)告稱，3名(ming)獨(du)(du)董(dong)(dong)因(yin)為“未(wei)(wei)出(chu)(chu)席公(gong)(gong)司(si)2023年第三次臨時董(dong)(dong)事會(hui)(hui)會(hui)(hui)議，也未(wei)(wei)委托其他(ta)獨(du)(du)董(dong)(dong)代為出(chu)(chu)席會(hui)(hui)議”，違(wei)反了《上(shang)(shang)市(shi)公(gong)(gong)司(si)獨(du)(du)立董(dong)(dong)事管(guan)理(li)(li)辦法(fa)(fa)》（以(yi)下(xia)簡稱《獨(du)(du)董(dong)(dong)辦法(fa)(fa)》，即業界稱“獨(du)(du)董(dong)(dong)新(xin)規(gui)(gui)”）第二(er)十條(tiao)第一(yi)款之規(gui)(gui)定(ding)，湖(hu)北證監(jian)局決(jue)定(ding)對(dui)(dui)上(shang)(shang)述3名(ming)獨(du)(du)董(dong)(dong)采取出(chu)(chu)具(ju)警(jing)示函的(de)行政監(jian)管(guan)措施(shi)，并記入證券期貨市(shi)場誠信檔案。而在(zai)5天(tian)前，上(shang)(shang)交所剛(gang)剛(gang)對(dui)(dui)上(shang)(shang)述3名(ming)獨(du)(du)董(dong)(dong)采取監(jian)管(guan)警(jing)示。 這是《獨(du)(du)董(dong)(dong)辦法(fa)(fa)》9月(yue)4日正式實(shi)施(shi)以(yi)來，首(shou)個因(yin)為獨(du)(du)董(dong)(dong)未(wei)(wei)勤勉盡責(ze)，未(wei)(wei)盡到作為獨(du)(du)董(dong)(dong)的(de)法(fa)(fa)定(ding)職責(ze)，而被監(jian)管(guan)部門采取行政監(jian)管(guan)措施(shi)的(de)案例。 市(shi)場人士認為，監(jian)管(guan)部門針對(dui)(dui)獨(du)(du)董(dong)(dong)缺席會(hui)(hui)議而采取監(jian)管(guan)措施(shi)的(de)情況較少，但該(gai)案仍值得關注。監(jian)管(guan)部門對(dui)(dui)獨(du)(du)董(dong)(dong)履職情況加強監(jian)管(guan)，推動(dong)《獨(du)(du)董(dong)(dong)辦法(fa)(fa)》落(luo)地(di)落(luo)實(shi)，有助于督促獨(du)(du)董(dong)(dong)真(zhen)正發(fa)揮作用(yong)，完(wan)善上(shang)(shang)市(shi)公(gong)(gong)司(si)治理(li)(li)結(jie)構，提高(gao)治理(li)(li)水平(ping)，維護上(shang)(shang)市(shi)公(gong)(gong)司(si)整體利益，保護中小股東(dong)合(he)法(fa)(fa)權益。（證券日報）